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Francois v Tompkins [1998] VUSC 88; Civil Case 098 of 1998 (12 November 1998)

IN THE SUPREME COURT OF
THE REPUBLIC OF VANUATU

CIVIL JURISDICTION

Civil Case No. 98 of 1998

IGN="CENTER">BETW>BETWEEN:

ANDRE FRANCOIS
Applicant

AND:

The Honourable Justice TOMP TOMPKINS
First Respondent

AND:

The Honourable Acting Chief Justice LUNABEK
Second Respondent

Coram: Justice Regg Regget Marum

Counsel: Attorney General for the Applicant/Respondent
&nbbsp;&&nsp;;&nsp; &nsp; &nnbp;&&noger de RobilRobillard for for the Respondent/Applicant

INTUTORYMENT TION

ALIGN="JUSTIFY">This was a ps a petitietition fion filed aled against the two judges of the Supreme Court in Vanuatu under Arti and 53 of the Constitution. The process was taken under Seer Section 218 of the Criminal Procedure Code. This petition arose out of civil case No. 162 of 1996 of which the Petitioner seeks 11 orders on page 6 of the petition of the 4th September 1998. Prior to disposing of the petition an application by the Applicant/Respondent in this matter for the Attorney General not to represent the two judges in which a short judgement was delivered granting the Attorney General leave to represent the two judges. Before resuming hearing this petition the Attorney General again filed a motion seeking the following orders:

1. That the first Respondent, the Honourable Justice Tompkins and the second Respondent, the Honourable Acting Chief Justice Lunabek be struck off the proceedings.

2. The petition be dismissed

3. The petitioner pay the Respondents’ costs.

Their reasons are as follows:

1. The Petition is a gross abuse of process, without foundation, vexations and frivolous;

2. The respondents are immune from such proceedings under Section 28 of the Court [CAP 122];

3. The respondents are entitled under Sections 218(4) of the Criminal Procedure Code [CAP 136] to apply for an order to dismiss the petition;

4. The citing of a judge in such a petition is in serious conflict with the fundamental doctrine of judicial independence;

5. The Applicant has failed to comply with the proper procedure in such a situation which is for the aggrieved party to appeal in the usual manner;

In understanding the Respondent motion it is also proper to set out the Applicant notice of the petition in which the Attorney General motion applied to struck out.

1. The petitioner complains about the manner in which proceedings No 162 of 1996 is being unfairly and unconstitutionally rushed to final hearing, this depriving the Applicant of a fair trial.

2. The first respondent has apparently been appointed an acting judge of the Supreme Court of the Republic of Vanuatu and has apparently heard matters relating to proceeding of 162/1996 to proceeding to final hearing commencing on the 7th September 1998. Reason for such adjournment was published on the 4th September 1998 and forwarded to the counsel for the Applicant in the petition by the Court at 10.00 am.

Against the Acting Chief Justice

The respondent is the Acting Chief Justice of this honourable Court and as such has responsibilities of the Judiciary System.

Proceeding

Proceedings is mainly by way of submission by both counsels. In proceeding with the matter it is to be noted that I have pursued all the tendered documents, written submissions over the matter and also their verbal submissions and will proceed issue by issue on the motion of the Attorney General. Also it is to be noted that the Petition filed under Article 6 and 53 of the Constitution is yet to be proceeded with. In taking this course, there are other matters in submission which may not be addressed in this motion but may be properly addressed in the actual petition. However, if I do accept the motion, then that could be the end of the matter.

It is important to begin with the appointment of the first respondent.

Firstly what does the Constitution say on appointment of judges? Article 47(5)states that:

The parliament may provide for the appointment by the President of the Republic after consultation with the Judicial Service Commission, of acting judge for such period as may be set out in the instrument of appointment.

And Article 49 (2) provides that:

The Supreme Court shall consist of a Chief Justice and three other judges.

Pursuant to Article 47(5), it refers to Parliament to exercise its legislative power in making laws in regulating appointment of acting judges.

The constitution has authorized two classes of judges:

1. Acting Judges under Article 47(5) and

2. Permanent Judges under Article 49(2)

Pursuant to Article 49(2) there are only two permanent judges in the Supreme Court of Vanuatu, plus one acting Judge, which is myself. Parliament in compliance with such provisions has enacted the Court Act CAP 122 which also provides for appointment of acting judges which Section 20 of the Act provides that:

If the office of a judge of the Supreme Court is vacant or if a person holding the office of a judge is for any reasons unable to perform the function of the office, a person qualified for appointment as a judge of the Supreme Court may be appointed to act as a judge.

In view of appointment of acting judge then article 49(4) should be complied with which provides that:

A person shall not be qualified for appointment as a Chief Justice or other judge of the Supreme Court unless he is qualified to practice as a lawyer in Vanuatu.

In facilitating the operation of Article 49(4), the Legal Practitioners Act CAP 119 will be the most appropriate law as it provides for the admission and registration of legal practitioner, their qualification, discipline and other matter connected therewith.

The Legal Practitioners Act under Section 5(2)(a) gives the power to the Law Council to prescribe qualifications for Legal Practitioners which provides that:

Without derogating from the generality of subsection (1) the Law Council shall

(a) prescribed the qualification for legal practitioner

The power to make rules by the Law Council is provided for under Section 15 of the Legal Practitioner’s Act which provides the power to the Law Council to make rules not inconsistent with the parent Act, and section 15 (2) (a) provides that:

Without derogating from the generality of subsection (1) regulations made pursuant to this section may provide for,

(a) the qualification required for application for registration as legal practitioner.

In compliance with Section 15 of the Legal Practitioner Act the law Council has made certain rules in regulating qualification for registration as Legal Practitioners in Vanuatu which is Order no. 22 of 1996. There was some argument advances as to the operation of such order but again no evidence in support of any irregularities or non-compliance of any laws in its operation. I accept that Order no. 22 of 1996 are rules made and are valid under the Legal Practitioners’ Act and be complied with by any person seeking registration to practice in the country.

Section 2 of the Regulation provides that:

No person shall be qualified to be registered as a Legal practitioner unless he or she:

(a) holds a law degree or similar qualification from a university or such other appropriate institution recognized by the law council ; and

(b) (i)is a ni-Vanuatu citizen who is admitted as a barrister and solicitor in the Commonwealth jurisdiction, or

(ii) not being a ni-Vanuatu citizen admitted in a Commonwealth jurisdiction, has at least two years post graduate supervised practical legal experience acceptable to the law council.

(c) is a resident in Vanuatu.

In view of these qualification, there is no evidence that the first Respondent is not an admitted barrister and solicitor. There is only submission that he is an acting judge in New Zealand. The only best evidence available is the instrument of appointment and judicial oath which expresses therein that the first Respondent is a judge of the High Court of New Zealand, and to be an Acting Judge in Vanuatu and in his Oath of Allegiance he is a Queens’ Counsel. Both documents are public document and for the Court to take judicial notice of unless there are evidence to the contrary that the first Respondent is not a judge and not a Queens’ Counsel which there are none. Therefore in absence of such evidence the Court can only safely accept that the first Respondent is qualified under Order 22 of 1996 under Section 2(a) and (b)(ii). The next issue is residency under Section 2(c) of order no. 22 of 1996.

Both the Constitution and the Interpretation Act do not define the word "residence" and therefore the only available law that can be use is the Immigration Act CAP 66. Section 1 of the said Act defines residence for the purpose of the Act as follows:

With its cognate expression and grammatical variation, means residence in Vanuatu which is not unlawful.

If that is so, then if the first Respondent's entry was unlawful then at least the Principle Immigration Officer and the Minister responsible under section 2 of the said Act should have dealt with the first Respondent in the petition according to law. If this was not the case then I can only assume in absence of any evidence from both parties that the entry of the first Respondent in this country was lawful.

If it was lawful then he is a resident pursuant to Section 2(c) of Order No. 22 of 1996. The Respondent/Applicant in this motion disputed that the first respondent is not a resident in Vanuatu at the time he was appointed.

By virtue of section 1 in the definition of residence any person who has lawfully entered the country is a resident.

Residency are of three kinds under the Immigration Act.

Group A - Visitor.

Visitor in Section 1 of the Act states:

Visitor means a person in Vanuatu for an intended stay of any period not exceeding 4 months

And the law to this is Section 14 which states that:

The principle Immigration Officer may issue a visitor permit, subject to such conditions as may be specified therein, to a visitor if he is satisfied that the visitor has a ticket or other means of travelling from Vanuatu to some other country which he will be able to enter.

And under section 14(2) the visitor can remain in Vanuatu for a period of 4 months in every 12 months.

Group B - Permit to enter and reside.

The Second class of residency is provided for under section 13(1) of the Act which states:

The Principle Immigration Officer may upon application being made in the form prescribed under this Act issue a permit in the form prescribed under this Act authorizing any person to enter and reside in Vanuatu, upon such conditions as the Principle Immigration Officer thinks fit.

And pursuant to Section 13(2), the Principle Immigration Officer even has a wider discretionary power to extend such stay.

Group C. Under section 12 of the Act where it authorizes those people to enter without permit.

Section 12(1) states that:

(1) Subject to this section, a person who satisfies the Principal Immigration Officer that he comes into any of the following categories shall be entitled to enter Vanuatu without having obtained a permit under this Act, namely-

(a) Any person granted exemption by the minister

(b) Any person employed by the Government

Subsection (2):

(2) The minister may declare that subject to such terms and conditions as he may specify any person or class or group of persons may enter Vanuatu without a permit.

Therefore if any person who has entered Vanuatu in these categories, then by virtue of the Immigration Act, a law in this country, he is a resident by law.

Neither the Applicant/Respondent nor the Respondent/Applicant in this motion, by evidence justifies in which category the Respondent enter this country. Again in absence of such evidence I am satisfied that the first Respondent lawfully entered into the country to stay for a certain period as authorized by the Principle Immigration Officer or Minister.

By instrument of appointment the first Respondent entered the country to be employed and he was then employed by the government as an acting judge and satisfies the requirement of subsection 12(b) of the Immigration Act. And therefore he is a lawful resident in Vanuatu and satisfies rule 2(c) of Order no. 22 of 1996 as a residence.

In addition to Order No. 22 of 1996 is Section 13, as amended, on temporary admission, of the Principal Act that is the Legal Practitioners Act which gives much wider discretion to the Chief Justice, which can bypass the requirements under Order no. 22 of 1996, to admit to practice, as temporary admission, any person when he may see fit after consulting the Attorney General for two main reasons under Section 13:

(a) in the public interests

(b) on application by a Legal Practitioner.

So there are two situations in qualification in this jurisdiction under the Legal Practitioner’s Act and Regulation which the First Respondent has to satisfy for qualification for appointment under Article 49(4):

1. By way of Rules made by the member of the Law Council on Conditional Registration under Order no. 22 of 1996 and

2. Temporary admission under Section 13 as amended.

The first Respondent became an acting judge of the Supreme Court of Vanuatu in accordance with his instrument of appointment and he will have satisfy Section 13(a) of the Act. His appointment will be one of public interest which he will preside on supreme court matters in the Supreme Court of Vanuatu and disposing of cases for parties appearing in Court. In this instant if the Chief Justice had accepted the first Respondent pursuant to Section 13 of the Legal Practitioner Act that the first Respondent was qualified for appointment, then the Chief Justice will have discharged that discretionary power over order 22 of 1996. Again no evidence to suggest that the Chief Justice pursuant to section 13 exercises such discretion. The only good evidence that continue to stand alone without being removed is in the Oath of Allegiance and instrument of appointment that the first respondent is a Judge of the High Court of New Zealand and a Queen’s Counsel which are elementary of qualification of being a lawyer. For these reasons I am satisfied that the appointment of the first respondent satisfies the provisions of Article 49 (4) of the Constitution.

Employment.

The Respondent/Applicant in this motion argued that the first respondent was not properly employed, no contract of employment and he cannot be a judge in New Zealand and at the same time a judge in Vanuatu.

Again the only evidence apart from submission is the Oath of allegiance and the Instrument of appointment.

In this situation there are two persons involved.

1. The Employer

2. The Employee

In this matter the first respondent is the employee by way of instrument of appointment and the Government of the Republic of Vanuatu is the employer pursuant to section 20 of the Court Act which the Judicial Service Commission decide such appointment and recommends to the President for appointment. On recommendation for appointment the Judicial Service Commission under Article 48(2) are not subject to direction or control of any other person or body in the exercise of his function. In my view the employee should not be challenged over his employment but the employer and he is only to satisfy the requirement of Article 49(4) which he has.

Another argument also advanced by the counsel for the Respondent in this motion is that there was no contract of employment. The Constitution and the Court Act do not provide or expressly state any form of contract to be made. In absence of this then the best contract of employment of the first Respondent is the instrument of appointment which in itself gives the terms and conditions of the first Respondent’s employment. This was gazetted on the 4th September 1998 on Gazette No. 23.

The next issue is immunity under Section 28 of the Courts Act.

Both counsels shared the view that section 28 does not give total immunity to Judges and Magistrates. The Applicant/Respondent counsel in this motion submitted that Judges cannot be sued unless the judge did not act judicially and acted in bad faith, whereas the Respondent/Applicant counsel in this motion submitted that section 28 does not give blanket for judges not to be sued.

In view of what the counsels have submitted I find that section 28 of the Court Act is a total immunity provision against judicial officer, in the exercise of their judicial function in ensuring the dispension of justice fairly. It would be a threat to dispension of justice if a judge or magistrate every time he/she sits on the bench and hanging over him or her that at the end of the case he may be sued over the decision of the case. If this is allowed then this will go against the intention of Constitution under Article 47 of which the Constitution allows that the Court to resolve proceeding according to law. If this is so then why judges and Magistrates be sued in deciding a case when the process of appeal is available which the aggrieved party can use. If it was not an immunity provision then the Court will end up with no Judges or Magistrates willing to take up judicial duties in fear of being sued. Further, the judicial officers upon their judicial oath are to uphold the Constitution and the law and to discharge their duties under Article 47 of the Constitution without fear or favour, affection or ill will. How can this requirement of fair hearing be achieved when there is fear of being sued. If justice is to take its course in accordance with the Constitution and the law, let it be decided by Judges and Magistrates without fear of being sued because this is detrimental to the very existence of the doctrine of judicial independence. In my view in exceptional situations if the judicial officer that discharges his/her judicial duties outside the scope of the requirement of section 28 then this can give rise for the judicial officer to be sued, which in my view is very rare.

Acting Chief Justice as Second Respondent.

Pursuant to the Respondent/Applicant in this motion in his petition against the second Respondent as one of administrative authority which in his petition he referred to the second Respondent, the Acting Chief Justice of this Honourable Court as responsible for the administration of the judicial system within the Republic of Vanuatu and secondly seeking orders in paragraph (a) (d) and (h) of his petition. All these referred to administration. The Chief Justice has two functions:

(1)Administrative function

(2) Judicial function.

In judicial function a Chief Justice is not different to other Judges of the Supreme Court or he does not have super judicial function over other Judges nor he either cannot interfere with a judicial function of another judge as this is known as a judicial independence which only the judicial officer is the master of his or her own judicial decision making. In the discharge of a judicial function all judges in the Supreme Court are of equal jurisdiction. The other area of the Chief Justice function is administrative functions of the judiciary system which the other judges do not have and that is not judicial. This brings me to the case No. 162 of 1996 which giving rise to the Respondent/Applicant in the motion in filing such petition. The judge in the matter as per minute of the 3 September 1998 is the first Respondent, Tompkins J, the first Respondent in the petition and not the Acting Chief Justice as the second Respondent. If this is so then the judicial function was only performed by Justice Tompkins and the function of the second Respondent was one of administration in allocating cases. Thus for example taking a case and giving it to another judicial officer does not give rise to an infringement of a right but that is the usual course of the business of the Court in allocation of cases and that is administration. If the order of the 3 September was the primary cause giving rise to the petition against the two Respondents then there is no cause of action lies against the second Respondent in the exercise of his administrative functions as the minute of 3rd September is a judicial one. Therefore in the exercise of my power under section 218(4) of the CPC I do find that the action against the second respondent is without foundation and should be dismissed and I do so dismiss.

Additional parties

I have heard the applicant's application for additional parties and also the counsel for the two respondents in adding the two other Court of Appeal Judges in this same action. In the exercise of my discretion it is not proper for me to allow additional parties in this petition apart from the two respondents. This does not prevent the applicant to exercise his right in pursuing his interest against the other two judges of the Appeal Court if he so wish. For these reasons I do not grant the applicant's application to join the two parties.

DATED AT PORT-VILA, this 12th NOVEMBER 1998

REGGET MARUM J. MBE

Jack Kilu for the Attorney General


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