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National Court of Papua New Guinea |
PAPUA NEW GUINEA
[IN THE NATIONAL COURT OF JUSTICE]
OS 971 OF 2011
BETWEEN:
JOHN NERO
Applicant
AND:
OMBUDSMAN COMMISSION OF PAPUA NEW GUINEA
First Defendant
AND:
THE INDEPENDENT STATE OF PAPUA NEW GUINEA
Second Defendant
Waigani: Davani J
2012: 18th, 31st January
OMBUDSMAN COMMISSION – Functions of the Ombudsman Commission – appointment of independent investigative authority –
when can that be done; ss. 17 and 19 of the Organic Law on the Ombudsman Commission
OMBUDSMAN COMMISSION – Court hearings – disclosure of highly confidential information – information contained in
Affidavits – Affidavits relied on in Court proceedings – Court must carefully exercise its discretion- affidavits can
be deemed inadmissible.
OMBUDSMAN COMMISSION – Plaintiff alleges bias by members of investigating authority – allegations made relying on information incorrectly obtained from the Ombudsman Commissions records – Right to be heard notice served upon Plaintiff, soon thereafter – Plaintiff can invoke S. 19(1) – only after receipt of the Right to be Heard Notice – S. 19(1) (2) of the Organic Law on Duties and Responsibilities of Leadership.
Facts:
The Plaintiff is an ombudsman with the Ombudsman Commission. He is being investigated by the Ombudsman Commission (OC) over allegations of misconduct in office. Prior to the OC's meeting to consider a request to investigate him, he requested the OC by a minute, to invoke s19 of the Organic Law on Duties and Responsibilities of Leadership to appoint an independent Investigative Authority to conduct the investigations against him because he believed there was a great likelihood of bias, unfairness and conflict of interest by those in the authority. This request was considered at the OC's meeting of 2nd August, 2011 at which the Plaintiff was an attendee. At that meeting, the Plaintiff was advised to send in that request after he had been served the Right to be heard Notice. The Plaintiff did not do so, applying instead to the Court for the orders he now seeks.
Issues:
Reasons:
Also, s 24 of the Organic Law on the Ombudsman Commission provides in clear terms, amongst others, that no proceedings of the Commission shall be challenged, reviewed, quashed or called into question in any Court.
Orders
These are the formal orders of the Court;
(1) The Notice of Motion filed by Henaos Lawyers on 21st December, 2011 is dismissed;
(2) The whole proceedings are dismissed in their entirety;
(3) The plaintiff shall pay the first defendant's costs of the proceedings and the applications filed by the Ombudsman Commission and Henaos Lawyers, to be taxed if not agreed;
(4) The plaintiff has leave to serve a response to the first defendant's Right-to-be-Heard Notice and will do so within 7 days from today, on or before 7th February, 2012 at 4:06pm;
(5) Time is abridged to time of settlement to take place forthwith.
Counsel:
W. Bigi, for the Applicant/Applicant
T. Suwae, for the First Defendant
No appearance for the Second Defendant
DECISION
31st January, 2012
Background
Law relied on by the applicant and the OC
"1. Definitions
In this law –
...
"constitutional office-holder" means a person referred to in the definition of "constitutional office-holder" in Section 226 (definition) of the Constitution;
...
"other authority", in relation to a particular examination or investigation under this Law, means the authority (if any) appointed by the Ombudsman Commission under Section 19 to carry out the examination or conduct the investigation;
...
"the Ombudsman Commission" means the Ombudsman Commission established under Section 217 (the Ombudsman Commission) of the Constitution;
..."
"17. Functions of the Ombudsman Commission
For the purposes of this Law, the functions of the Ombudsman Commission, in addition to the functions specified in Sections 27 (responsibilities of office) and 29 (prosecution of misconduct in office) of the Constitution and elsewhere in this Law, are –
(a) to examine or cause to be examined each statement lodged with it under Section 4; and
(b) to examine or cause to be examined each disclosure made under Section 15 or any subsequent disclosure relating to that disclosure; and
(c) to investigate, on its own initiative or on complaint by any person, or cause such an investigation to be carried out into any alleged or suspected misconduct in office by a person to whom this Law applies; and
(d) to refer to the Public Prosecutor for prosecution by him before the appropriate tribunal referred to in Section 27 any case where, in its deliberate judgment, there is evidence of misconduct in office by a person to whom this Law applies."
"19. Appointment of investigating authorities
(1) The Ombudsman Commission may, where it is itself unable for any reason to conduct an examination or investigation referred to in Section 17, appoint one or more constitutional office-holders to carry out the examination or conduct the investigation and to report to it on the results of the examination or investigation.
(2) An examining or investigating authority appointed under Subsection (1) has, for the purposes of carrying out any examination or investigation in respect of which it is appointed, all the powers of the Commission necessary to enable it to carry out the examination or conduct the investigation including in the case of an investigation the powers referred to in Sections 20, 21 and 22."
"20. Proceedings Of The Commission
(1) Every investigation by the Commission or other authority under this Law shall be conducted in private.
(2) The Commission or other authority may hear or obtain information from any person who the Commission considers can assist and may make whatever inquiries it thinks fit and shall, before taking action under Subsection (4) notify the person whose conduct is being investigated.
(3) Nothing in this Law compels the Commission or other authority to hold any hearing and no person, other than the person whose conduct is being investigated is entitled as of right to be heard by the Commission.
(4) If, after an investigation, the Commission is of the opinion that there is evidence of misconduct in office by a person to whom this Law applies, it shall refer the matter to the Public Prosecutor for prosecution by him before the appropriate tribunal."
"26. Application of Division 2
(1) The provisions of this Division apply to and in relation to–
(a) the Prime Minister, the Deputy Prime Minister and the other Ministers; and
(b) the Leader and Deputy Leader of the Opposition; and
(c) all other members of the Parliament; and
(d) members of Provincial Assemblies and Local-level Governments; and
(e) all constitutional office-holders within the meaning of Section 221 (definitions); and
(f) all heads of Departments of the National Public Service; and
(g) all heads of or members of the boards or other controlling bodies of statutory authorities; and
(h) the Commissioner of Police; and
(i) the Commander of the Defence Force; and
(j) all ambassadors and other senior diplomatic and consular officials prescribed by an Organic Law or an Act of the Parliament; and
(k) the public trustee; and
(l) the personal staff of the Governor-General, the Ministers and the Leader and Deputy Leader of the Opposition; and
(m) executive officers of registered political parties as defined by Section 128 ("registered political party"); and
(n) persons holding such public offices as are declared under Subsection (3) to be offices to and in relation to which this Division applies.
(2) This Division applies to and in relation to a person referred to in Subsection (1) not only in the office referred to in that subsection but also in any other office or position that he holds under any law by virtue of that office.
(3) An Organic Law or an Act of the Parliament may declare any public office (including an office in a provincial government or a local-level government body) to be an office to and in relation to which this Division applies.
(4) In the event of doubt as to whether a person is a person to whom this Division applies, the decision of the Ombudsman Commission is final."
"tribunal" means a tribunal referred to in Section 27."
"29. Prosecution of Misconduct in Office
(1) Where the Ombudsman Commission or other authority referred to in Section 28(1)(f) (further provisions) is satisfied that there is a prima facie case that a person has been guilty of misconduct in office, it shall refer the matter to the Public Prosecutor for prosecution before a tribunal established under Section 28(1)(g) (further provisions).
(2) If the Public Prosecutor fails to prosecute the matter within a reasonable period, the Commission may prosecute it in his stead."
"217. The Ombudsman Commission.
(1) There shall be an Ombudsman Commission, consisting of a Chief Ombudsman and two Ombudsmen.
(2) The members of the Commission shall be appointed by the Head of State, acting with, and in accordance with, the advice of an Ombudsman Appointments Committee consisting of–
(a) the Prime Minister, who shall be Chairman; and
(b) the Chief Justice; and
(c) the Leader of the Opposition; and
(d) the Chairman of the appropriate Permanent Parliamentary Committee, or, if the Chairman is not a member of the Parliament who is recognized by the Parliament as being generally committed to support the Government in the Parliament, the Deputy Chairman of that Committee; and
(e) the Chairman of the Public Services Commission.
(3) The salary and other conditions of employment of the Chief Ombudsman shall not be less than or inferior to the salary and other conditions of employment of a Judge other than the Chief Justice and the Deputy Chief Justice without taking into account any conditions of employment personal to that Judge.
(4) The salary and other conditions of employment of the Ombudsmen shall be not less than or inferior to the salary and other conditions of employment of the Public Prosecutor, without taking into account any conditions of employment personal to any particular Public Prosecutor.
(5) In the performance of its functions under Section 219 (functions of the Commission) the Commission is not subject to direction or control by any person or authority.
(6) The proceedings of the Commission are not subject to review in any way, except by the Supreme Court or the National Court on the ground that it has exceeded its jurisdiction.
(7) An Organic Law shall make further provision in respect of the appointment, powers, procedures and immunity of the Commission.
(8) In this section "conduct" includes–
(a) any action or inaction relating to a matter of administration;and
(b) any alleged action or inaction relating to a matter of administration."
"221. Definitions
In this Part–
"constitutional institution" means any office or institution established or provided for by this Constitution, other than an office of Head of State or of a Minister, or the National Executive Council;
"constitutional office-holder" means–
...
(d). A member of the Ombudsman Commission;"
17. The relevant provisions of the Organic Law are:
"20. Members, etc., to maintain secrecy
(1) Before entering on the exercise of the duties his office, a member of the Commission shall take an oath or make an affirmation in the form in Part I of Schedule 1 before a Judge of the National Court.
(2) Every officer and employee of the Commission shall maintain secrecy in respect of all matters that come to their knowledge in the exercise of their duties and shall, before entering on the exercise of their duties, take an oath or make an affirmation in the form in Part II of Schedule 1 before a member of the Commission.
(3) Notwithstanding the provisions of Subsection (1), the Commission may disclose for the purposes of any investigation being conducted by it and in any report made by it, such matters as in its opinion ought to be disclosed in order to properly investigate the matter before it or establish grounds for its conclusions and recommendations, as the case may be.
(4) The power conferred to Subsection (3) does not extend to any matter that might prejudice the security, defence or international relations of Papua New Guinea (including Papua New Guinea's relations with the Government of any other country or with any international organization) or the investigation or detection of offences, or that might involve the disclosure of the deliberations of the National Executive Council."
"21. Preservation of Secrecy
(1) The Commission may direct that any evidence given before it, or any document, paper or thing produced to it, be not published.
(2) Any person who published or discloses to any person –
- (a) any evidence given before the Commission; or
- (b) any of the contents of any document, paper or thing,
which the Commission has directed not to be published without the consent in writing of the Commission is guilty of an offence.
Penalty: K1,000.00 or imprisonment for 12 months, or both."
"24. Proceedings not be questioned or to be subject to review
No proceeding of the Commission shall be held bad for want of form, and, except on the ground of lack of jurisdiction, no proceeding or decision of the Commission shall be challenged, reviewed, quashed or called into question in any court." (my emphasis)
Applications
"1. Pursuant to Order 12 Rule 7 of the National Court Rules, the requirement for service on the defendants be dispensed with and the applicant be granted leave to move this application ex parte.
"1. Pursuant to Order 1 Rule 7 and Order 4 Rule 38 of the National Court Rules 1983, the requirements for service of this Notice of Motion be dispensed with.
2. The entire proceedings stand dismissed pursuant to Order 12 Rule 40(1)(a), (b) and (c) of the National Court Rules 1983 in that;
(a) The proceedings by the applicant is an abuse of the Court's process and against the primary functions of the first defendant under the Constitution, the Organic Law on the Duties and Responsibilities of Leadership (OLDRL) and the Organic Law on the Ombudsman Commission (OLOC);
(b) the proceedings by the applicant are premature and does not disclose any cause of action;
(c) The applicant has intentionally mislead this Honoruable Court as his right to be heard notice under Section 20(3) of the OLDRL has addressed the issue of Section 19 OLDRL and the alleged five (5) categories of allegations which is still private and confidential under Section 20(1) of the OLDRL;
(d) The applicant who is subject to the investigations by the first defendant has committed serious breaches of Section 20(1) of the OLOC and Section 20(1) of the OLDRL by unlawfully making public the private and confidential records of the first defendant on other Leaders which records and information are not admissible in any Court of Law;
(e) The performance of the functions of the first defendant is not subject to direction or control by anyone or authority pursuant to Section 217(5) of the Constitution;
(f) The proceedings of the first defendant are not to be reviewed except by the Supreme Court or the National Court on grounds that it has exceeded its jurisdiction pursuant to Section 217(6) of the Constitution, which matter is not a judicial review under Order 16 of the National Court Rules;
(g) No proceedings or decision of the first defendant shall be held bad for want of form or be challenged, reviewed, quashed or called into question in any Court except on the ground of lack of jurisdiction pursuant to Section 24 of the OLOC;
(h) Every investigations by the first defendant shall be conducted in private pursuant to Section 20(1) of the OLDRL;
(i) The applicant be permanently restrained not to cause or make public, any records, information or particulars of the first defendant relating to his investigation by the first defendant which are in his possession in the cause of his duties as a member of the Commission without the approval of the first defendant;
(j) Confidential records of the first defendant, information or particulars annexed to in the Affidavit of the applicant sworn on 21 December 2011 particularised as Annexures D, E, F, G, F1, H2, H3, I, J, K, L, M, N, O, P, Q, R, S, T, U, W, X and Y be restrained from public consumption as they are prohibited by Section 20(1) of OLDRL.
3. Costs of the proceedings against the applicant;
4. Such further orders as this Honourable Court deems fit to apply;
5. The time of entry of the Orders shall be abridged to the time of the settlement by the Registrar which shall take place forthwith."
Analysis of evidence and the law
(i) Privileged information
"The disclosure of highly confidential information concerning the internal investigative process of a leader by someone placed in charge of the Division responsible of leadership investigations is a serious matter which rocks the very foundation of OC's functions. Such disclosure which to my knowledge have come about perhaps for the first time in the short history of PNG as an independent nation must surely raise concern to the OC. The admissibility of constitutionally privileged information for use in the Courts for purpose of court proceedings, interlocutory or otherwise, must be carefully considered by the Court for purposes of exercising its discretion.
....
In the case of affidavit evidence, the mere fact that the affidavit has been filed in the Court Registry does not render the affidavit admissible in any Court proceedings and care should be taken in handling affidavits by persons lawfully entitled to access the affidavit so that disclosure of information on affidavits which have not gone through the judicial scrutiny process do not jeopardise or compromise a party's interests in a case." (pg.4) (my emphasis)
(ii) Can this Court hear and determine a primary function of the Ombudsman Commission which relates to Leadership?
"1. A declaration that the first defendant is unable to carry out the examination or conduct the investigation into the alleged or suspected misconduct in office by the applicant pursuant to Section 19(1) of the Organic Law on Duties and Responsibilities of Leadership on the basis that there is likelihood of or potential for a conflict of interest and likelihood of bias in relation to the investigation into the alleged or suspected misconduct in office by the applicant.
2. Consequential to the declaration sought in paragraph 1, an order that the first defendant appoint ain independent authority comprising of one or more constitutional office-holders pursuant to Section 19(1) of the Organic Law on Duties and Responsibilities of Leadership to carry out the examination or conduct the investigation into the alleged or suspected misconduct in office by the applicant.
3. A permanent injunction restraining the first defendant, its agents or servants from further carrying out the examination or conduct the investigation on the alleged or suspected misconduct in office by the applicant.
4. The defendants pay the applicant's costs.
5. Any other or further orders the Court deems appropriate.
6. Time be abridged."
under S.19 is not however entirely dependent on an aggrieved person requesting the Commission to perform that duty. The Commission must, as a matter of duty, consider S.19 in a case in which there is a likelihood of or potential for conflict of interest situation arising. Nevertheless, the onus is first on the person affected to request invoke S.19 and request the Commission to make a decision. The request should be made at the earliest possible opportunity, say as soon as practicable after the person receives information about the investigation. If the person aggrieved has not done so, then it may not be open for that person to raise it before the Court in a judicial review because the occasion for the performance of that duty has not arisen and no decision has been made on it, by the Commission, to give rise to any grievance." (my emphasis)
"I have become aware of request for a full investigation by the Director Leadership dated 7/6/2011 listed on the Commission's meeting agenda on constitutional matters scheduled for 27 June and now at the earliest possible opportunity make an application under Section 19 of the OLDRL in respect for the following officials for the reasons stated..." (pg.2 of memo) (my emphasis)
(my emphasis)
Conclusion
Formal Orders
(1) The Notice of Motion filed by Henaos Lawyers on 21st December, 2011 is dismissed;
(2) The whole proceedings are dismissed in their entirety;
(3) The plaintiff shall pay the first defendant's costs of the proceedings and the applications filed by the Ombudsman Commission and Henaos Lawyers, to be taxed if not agreed;
(4) The plaintiff have leave to serve a response to the first defendant's right-to-be-heard Notice and will do so within 7 days from today, on or before 7th February, 2012 at 4:06pm;
(5) Time is abridged to time of settlement to take place forthwith.
___________________________
Henaos Lawyers: Lawyer for the Applicant
Ombudsman Commission: Lawyer for the First Defendant
No appearance for and on behalf of the Second Defendant
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